As filed with the Securities and Exchange Commission on March 28, 2024
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
CalciMedica, Inc.
(Exact name of registrant as specified in its charter)
Delaware | 45-2120079 | |
(State or other jurisdiction of incorporation or organization) |
(I.R.S. Employer Identification No.) | |
505 Coast Boulevard South, Suite 307 La Jolla, California |
92037 | |
(Address of Principal Executive Offices) | (Zip Code) |
2023 Equity Incentive Plan
2023 Employee Stock Purchase Plan
(Full titles of the plans)
A. Rachel Leheny, Ph.D.
Chief Executive Officer
505 Coast Boulevard South, Suite 307
La Jolla, California 92037
(858) 952-5500
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copies to:
Thomas A. Coll Carlos Ramirez Cooley LLP 10265 Science Center Drive San Diego, California 92121 (858) 550-6000 |
John M. Dunn General Counsel 505 Coast Boulevard South, Suite 307 La Jolla, California 92037 (858) 952-5500 |
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of large accelerated filer, accelerated filer, smaller reporting company, and emerging growth company in Rule 12b-2 of the Exchange Act.
Large accelerated filer | ☐ | Accelerated Filer | ☐ | |||
Non-accelerated filer | ☒ | Smaller reporting company | ☒ | |||
Emerging growth company | ☒ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
REGISTRATION OF ADDITIONAL SHARES PURSUANT TO GENERAL INSTRUCTION E
This Registration Statement on Form S-8 is being filed by CalciMedica, Inc. (the Registrant) with the Securities and Exchange Commission (the SEC) for the purpose of increasing the number of securities of the same class as other securities for which a Registration Statement on Form S-8 relating to the same employee benefit plans is effective. The Registrant previously registered its shares of common stock, par value $0.0001 per share, for issuance under the Registrants 2023 Equity Incentive Plan and the Registrants 2023 Employee Stock Purchase Plan under the Registrants Registration Statement on Form S-8 (the Prior Registration Statement) filed with the SEC on May 12, 2023 (File No. 333-271898). Pursuant to General Instruction E to Form S-8, this Registration Statement hereby incorporates by reference the contents of the Prior Registration Statement.
ITEM 8. EXHIBITS.
Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the La Jolla, State of California, on March 28, 2024.
CALCIMEDICA, INC. | ||
By: | /s/ A. Rachel Leheny, Ph.D. | |
A. Rachel Leheny, Ph.D. | ||
Chief Executive Officer |
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints A. Rachel Leheny, Ph.D. and Daniel Geffken, and each of them, as true and lawful attorneys-in-fact and agents, with full powers of substitution and resubstitution, for them and in their name, place and stead, in any and all capacities, to sign any and all amendments (including post-effective amendments) to this registration statement, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, and generally to do all such things in their names and behalf in their capacities as officers and directors to enable CalciMedica, Inc. to comply with the provisions of the Securities Act of 1933, as amended, and all requirements of the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in connection therewith, as fully to all intents and purposes as he might or could do in person, ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their or his substitutes or substitute, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, as amended, this registration statement on Form S-8 has been signed by the following persons in the capacities and on the dates indicated.
Signature |
Title |
Date | ||
/S/ A. RACHEL LEHENY, PH.D. A. Rachel Leheny, Ph.D. |
Chief Executive Officer and Director (Principal Executive Officer) |
March 28, 2024 | ||
/S/ DANIEL GEFFKEN Daniel Geffken |
Interim Chief Financial Officer (Principal Financial and Accounting Officer) |
March 28, 2024 | ||
/S/ ROBERT N. WILSON Robert N. Wilson |
Chairman | March 28, 2024 | ||
/S/ ERIC BJERKHOLT Eric Bjerkholt |
Director | March 28, 2024 | ||
/S/ FREDERIC GUERARD, PHARM.D. Frederic Guerard, Pharm.D. |
Director | March 28, 2024 | ||
/S/ FRED MIDDLETON Fred Middleton |
Director | March 28, 2024 | ||
/S/ ERIC W. ROBERTS Eric W. Roberts |
Director | March 28, 2024 | ||
/S/ ALLAN SHAW Allan Shaw |
Director | March 28, 2024 |
Exhibit 5.1
Carlos Ramirez
T: +1 858 550 6157
cramirez@cooley.com
March 28, 2024
CalciMedica, Inc.
505 Coast Boulevard South, Suite 307
La Jolla, CA 92037
Ladies and Gentlemen:
We have acted as counsel to CalciMedica, Inc., a Delaware corporation (the Company), in connection with the filing by the Company of a registration statement on Form S-8 (the Registration Statement) with the Securities and Exchange Commission (the Commission), covering the offering of up to 345,270 shares of the Companys Common Stock, $0.0001 par value per share (the Shares), consisting of (i) 287,725 shares issuable pursuant to the Companys 2023 Equity Incentive Plan (the 2023 Plan), and (ii) 57,545 shares issuable pursuant to the Companys 2023 Employee Stock Purchase Plan (together with the 2023 Plan, the Plans).
In connection with this opinion, we have examined and relied upon (i) the Registration Statement and related prospectuses, (ii) the Companys certificate of incorporation and bylaws, each as currently in effect, (iii) the Plans, and (iv) such other records, documents, certificates, memoranda and instruments as in our judgment are necessary or appropriate to enable us to render the opinion expressed below. We have assumed the genuineness of all signatures; the authenticity of all documents submitted to us as originals; the conformity to originals of all documents submitted to us as copies; the accuracy, completeness and authenticity of certificates of public officials; and the due authorization, execution and delivery of all documents by all persons other than by the Company where authorization, execution and delivery are prerequisites to the effectiveness thereof. As to certain factual matters, we have relied upon a certificate of an officer of the Company and have not independently verified such matters.
Our opinion is expressed only with respect to the General Corporation Law of the State of Delaware. We express no opinion to the extent that any other laws are applicable to the subject matter hereof and express no opinion and provide no assurance as to compliance with any federal or state securities law, rule or regulation.
On the basis of the foregoing, and in reliance thereon, we are of the opinion that the Shares, when sold and issued in accordance with the Plans, the Registration Statement and related prospectuses, will be validly issued, fully paid and nonassessable (except as to Shares issued pursuant to deferred payment arrangements, which will be fully paid and nonassessable when such deferred payments are made in full).
This opinion is limited to the matters expressly set forth in this letter, and no opinion should be implied, or may be inferred, beyond the matters expressly stated. This opinion speaks only as to law and facts in effect or existing as of the date hereof and we have no obligation or responsibility to update or supplement this opinion to reflect any facts or circumstances that may hereafter come to our attention or any changes in law that may hereafter occur.
We consent to the filing of this opinion as an exhibit to the Registration Statement. In giving such consent, we do not thereby admit that we are in the category of persons whose consent is required under Section 7 of the Securities Act of 1933, as amended, or the rules and regulations of the Commission thereunder.
Cooley LLP 10265 Science Center Drive San Diego, CA 92121
t: (858) 550-6000 f: (858) 550-6420 cooley.com
March 28, 2024
Page Two
Sincerely,
Cooley LLP
By: | /s/ Carlos A. Ramirez | |
Carlos A. Ramirez |
Cooley LLP 10265 Science Center Drive San Diego, CA 92121
t: (858) 550-6000 f: (858) 550-6420 cooley.com
Exhibit 23.1
Consent of Independent Registered Public Accounting Firm
We consent to the incorporation by reference in the Registration Statement (Form S-8) pertaining to the 2023 Equity Incentive Plan and 2023 Employee Stock Purchase Plan of CalciMedica, Inc. of our report dated March 28, 2024, with respect to the consolidated financial statements of CalciMedica, Inc., included in its Annual Report (Form 10-K) for the year ended December 31, 2023, filed with the Securities and Exchange Commission.
/s/ Ernst & Young LLP
San Diego, California
March 28, 2024
Exhibit 107
Calculation of Filing Fee Table
Form S-8
(Form Type)
CalciMedica, Inc.
(Exact Name of Registrant as Specified in its Charter)
Table 1: Newly Registered Securities
Security Type | Security Title |
Fee Calculation Rule |
Amount Registered(1) |
Proposed Maximum Offering Price Per Unit(2) |
Maximum Price(2) |
Fee Rate |
Amount of Registration Fee | |||||||
Equity | 2023 Equity Incentive Plan Common Stock, $0.0001 par value per share |
Other(2) | 287,725 (3) | $3.70 | $1,064,582.50 | .00014760 | $157.13 | |||||||
Equity | 2023 Employee Stock Purchase Plan Common Stock, $0.0001 par value per share |
Other(2) | 57,545 (4) | $3.70 | $212,916.50 | .00014760 | $31.43 | |||||||
Total Offering Amounts | $1,277,499.00 | | ||||||||||||
Total Fees Previously Paid | | |||||||||||||
Total Fee Offsets | | |||||||||||||
Net Fee Due | $188.56 |
(1) | Pursuant to Rule 416(a) under the Securities Act of 1933, as amended (the Securities Act), this Registration Statement on Form S-8 shall also cover any additional shares of common stock, par value $0.0001 per share (Common Stock), of CalciMedica, Inc. (the Registrant) that become issuable under the Registrants 2023 Equity Incentive Plan (the 2023 Plan) and the Registrants 2023 Employee Stock Purchase Plan (the 2023 ESPP) by reason of any stock dividend, stock split, recapitalization or other similar transaction. |
(2) | Estimated solely for the purpose of calculating the amount of the registration fee pursuant to Rule 457(c) and 457(h) of the Securities Act using the average of the high and low prices of the Common Stock as reported on the Nasdaq Capital Market on March 21, 2024. |
(3) | Represents shares of Common Stock that were automatically added to the shares authorized for issuance under the 2023 Plan on January 1, 2024 pursuant to an evergreen provision contained in the 2023 Plan. Pursuant to such provision, on January 1st of each year through (and including) January 1, 2033, the number of shares authorized for issuance under the 2023 Plan will be automatically increased by the lesser of: (a) 5% of the total number of shares of capital stock of the Registrant outstanding on December 31 of the preceding calendar year; or (b) such lesser number of shares of Common Stock as the Registrants board of directors (the Board) may designate prior to the applicable January 1st. |
(4) | Represents shares of Common Stock that were automatically added to the shares authorized for issuance under the 2023 ESPP on January 1, 2024 pursuant to an evergreen provision contained in the 2023 ESPP. Pursuant to such provision, on January 1st of each year through (and including) January 1, 2033, the number of shares authorized for issuance under the 2023 ESPP will be automatically increased by a number equal to the lesser of: (a) 1% of the total number of shares of capital stock outstanding on December 31 of the preceding calendar year; (b) 195,000 shares; or (c) such lesser number of shares of Common Stock as the Board may designate prior to the applicable January 1st. |